CFA Institute requires that every employee disclose certain situations which may create a conflict of interest or the appearance of a conflict. We require that this form be completed annually whereby each employee discloses certain circumstances for review by Global Risk & Compliance, confirms the accuracy of previously disclosed situations, and/or attests that they do not have anything to disclose. If your situation changes during the year, you must report new potential or actual conflicts of interest to your manager and update your conflict-of-interest disclosure within 30 days. See our Conflicts of Interest Policy for further details. In addition, you must never:
- Take personal advantage of opportunities that are discovered while using CFA Institute corporate property, sensitive information, or your employment with us.
- Use CFA Institute corporate property, sensitive information, or your employment with us for personal gain.
- Have a direct or indirect financial interest in a competitor or supplier.
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