Upcoming Events

Education Luncheon & Panel – Developing and leveraging Center-of-Influence (COI) networks

Wealth Management Series Education Luncheon Wednesday, March 11, 2026 Panel Discussion: Developing and Leveraging Center-of-Influence (COI) Networks What is the most common mistake financial professionals make when building relationships with professional centers of influence? Why do so many advisors consistently refer business to accountants and attorneys—yet rarely see referrals returned? Join us for an insightful and practical panel discussion focused on transforming your approach to COI relationships. Our distinguished panelists will share a definable, repeatable process for building a sustainable pipeline of high-quality professional referral sources. Attendees will gain actionable strategies for conducting more effective ongoing meetings, strengthening reciprocal partnerships, and ultimately generating meaningful, consistent referrals. Whether you are looking to enhance your existing COI relationships or establish new strategic alliances, this session will provide practical frameworks and real-world insights you can implement immediately. Panelists Brian D. Gallary Senior Vice President, Head of Strategy and Consulting Joshua Gottfried, CFP®, AIF® Co-Founder and Principal Gottfried & Somberg Wealth Management, LLC Moderator Raymond Bovich, CFA Partner | Wealth Manager Wooster Square Advisors, LLC SCHEDULE : 12:00 – 1:30 PM COST | Includes Lunch (Salad, Entrée, and Dessert) Members & a Guest Current CFA Society Hartford members and their guest attend for $20.00. Finance students and those enrolled for CFA exams attend for $20. Non-Members   $40.00 REGISTER NOW 1.5 CE Credit awarded for CFA Society Hartford members. PANELIST Brian D. Gallary Senior Vice President Head of Strategy and Consulting Click here for bio PANELIST Joshua Gottfried, CFP®, AIF® Co-Founder and Principal Gottfried & Somberg Wealth Management, LLC Click here for Bio SPONSORED BY

Education Luncheon - ETF Market Overview

Join us on Wednesday, March 25, 2026 ETF Market Overview Dave Abner, Head of Global ETFs & Funds, Northern Trust Asset Management will present an ETF Market overview, Structures & Innovations, ETF Trends in Portfolio Construction, Regulatory & Market Information, Case Studies, Flexshares / Northern Trust ETFs, Q&A. SCHEDULE : 12:00 – 1:30 PM COST | Includes Lunch (Salad, Entrée, and Dessert) Members & a Guest Current CFA Society Hartford members and their guest attend for $20.00. Finance students and those enrolled for CFA exams attend for $20. Non-Members   $40.00 REGISTER NOW 1.5 CE Credit awarded for CFA Society Hartford members. GUEST SPEAKER Dave Abner Head of Global ETFs & Funds Northern Trust Asset Management Dave Abner is the Head of Global ETFs & Funds, overseeing mutual fund and ETF product strategy, research and development, ETF capital markets, fund services oversight and treasury functions at Northern Trust Asset Management. Dabner Capital Partners - President/Founder - Bespoke Advisory to the Crypto and ETF industries. 2022-2024 Gemini Crypto Exchange - Global Head of Business Development - 2020-2022 WisdomTree - CEO of WisdomTree Europe Ltd. - 2008-2020 BNP Paribas - Global Head of ETF Trading - 2006-2008 Bear Stearns - Head of ETF Trading - 1992 - 2006 Master of Science in Management and Policy Analysis - SUNY Stony Brook - 1992 Bachelor of Arts in Economics - SUNY Stony Brook - 1991 Books Authored: The ETF Handbook - Wiley, 2016 The Visual Guide to ETFs - Bloomberg, 2012 Interested in Hiking, Golf and my family. SPONSORED BY: Northern Trust Asset Management

Education Luncheon | Extracting the Best from Natural Resources

Join us on Wednesday, April 8, 2026 |   Extracting the Best from Natural Resources Join us for an engaging and insightful luncheon presentation with Albert Chu, CFA, a seasoned portfolio manager specializing in natural resource strategies. With extensive experience across natural resources equities and commodity futures, including roles at Man Group, BNY Mellon, Citadel LLC, and SAC Capital, Albert brings a deep and practical understanding of how natural resource investments can enhance portfolio outcomes.   Why Attend In today’s dynamic macroeconomic environment, understanding the strategic role of natural resources within a diversified portfolio is more important than ever. This session will unpack key investment themes and provide actionable insights relevant for financial professionals and sophisticated investors alike.   Key Takeaways The Uniqueness of Natural Resources as an Asset Class   - Gain perspective on how natural resource exposures can serve as an effective inflation hedge, provide geopolitical diversification, display low correlation to traditional asset classes, and offer liquidity and alpha-generation potential. Commodity Equities vs. Commodity Futures   - Explore the comparative advantages of investing in natural resource equities versus futures, including considerations around liquidity, dividend yield, sector and stock selection, and performance drivers across market environments. Active vs. Passive Management   - Understand where opportunities lie between active and passive approaches within the natural resources space, and how active management can seek to capture dispersion and mispricing in sub-segments of the broader commodity complex. Current Positioning and Market Outlook   - Hear Albert’s current perspectives on major natural resource categories — including precious metals like gold and silver, and key energy sectors — and how they fit into broader portfolio strategy today. (gold, silver, energy) SCHEDULE : 12:00 – 1:30 PM COST | Includes Lunch (Salad, Entrée, and Dessert) Members & a Guest -  Current CFA Society Hartford members and their guest attend for $20.00. Finance students and those enrolled for CFA exams attend for $20. Non-Members $40.00 1.5 CE Credit awarded for CFA Society Hartford members. REGISTER NOW SPONSORED BY GUEST SPEAKER Albert Chu, CFA  Portfolio Manager, Natural Resources, Man Group SPEAKER BIO Albert Chu is a Portfolio Manager at Man Group (Man GLG), focusing on natural resource strategies. He joined Man Group in 2023 from BNY Mellon, where he was the lead portfolio manager covering natural resources. Prior to this, he held investment and portfolio management roles focused on natural resources equities and futures at various investment firms, including Citadel LLC and SAC Capital. Albert holds a BA from the University of Michigan and an MBA from Cornell University.

Education Luncheon | SASB CMBS Demystified: Growth, Structure, and Market Dynamics

Join CFA Society Hartford on Wednesday, April 22, 2026 for an engaging Education Luncheon, SASB CMBS Demystified: Growth, Structure, and Market Dynamics , featuring Jason Iannuzzi, Managing Director – Investment Analyst at Shrewsbury River Capital . This session offers a focused, in-depth examination of real estate debt markets with an emphasis on Single Asset Single Borrower (SASB) CMBS. Attendees will explore how the SASB market has evolved, how these structures differ from traditional conduit CMBS transactions, and why they continue to attract institutional capital. The discussion will cover market growth, structural features, credit considerations, investor perspectives, and the primary and secondary market dynamics shaping today’s SASB landscape. Why Attend? Deepen Your Market Knowledge – Gain a clear understanding of SASB CMBS structures and how they compare to traditional conduit transactions. Understand Market Evolution – Learn how the SASB sector has grown and adapted in response to shifting real estate and capital market conditions. Enhance Credit Insight – Explore key underwriting considerations, structural protections, and risk dynamics relevant to institutional investors. Stay Current on Market Dynamics – Review trends in issuance, pricing, liquidity, and secondary market performance. Earn CE Credit & Network – Fulfill continuing education requirements while connecting with fellow investment professionals. SCHEDULE : 12:00 – 1:30 PM COST | Includes Lunch (Salad, Entrée, and Dessert) Members & a Guest | Current CFA Society Hartford members and their guest attend for $20.00. Finance students and those enrolled for CFA exams attend for $20. Non-Members $40.00 1.5 CE Credit awarded for CFA Society Hartford members. REGISTER NOW Guest Speaker Jason Iannuzzi Managing Director -  Investment Analyst Shrewsbury River Capital Before joining the team in 2025, Jason was Director of Asset Management at the real estate private equity firm Twenty Lake Holdings, where he managed several million square feet of distressed commercial real estate across the U.S., including office, industrial, and retail assets. Prior to Twenty Lake, he was a Research Analyst at Alden Global Capital, focusing on commercial real estate credit. Earlier in his career, Jason was a CMBS Trader and Analyst at Logan Circle Partners, managing several billion dollars in short‑duration strategies. Jason received an MBA from the University of Michigan’s Ross School of Business in 2006, an M.S. in Mechanical Engineering from Northwestern University in 1999, and a B.S. in Mechanical Engineering from Rutgers University in 1997. SPONSORED BY

Education Luncheon | Private Credit vs. Public Credit: Navigating the Ever-Evolving Landscape of Cre

Join us for an engaging Education Luncheon,   Private Credit vs. Public Credit: Navigating the Ever-Evolving Landscape of Credit Markets , on April 29, 2026, at Max Downtown in Hartford. Sponsored by Shenkman Capital, this timely discussion will explore how private and public credit have become essential components of modern investment portfolios—and why striking the right balance between them matters more than ever. Justin W. Slatky,  Principal and Chief Investment Officer of   Shenkman Capital Management, Inc ., will examine the significant transformations both credit markets have undergone over the past decade, reshaping their risk profiles, opportunities, and roles within portfolios. Attendees will gain insight into the advantages and drawbacks of each market, how they coexist in today’s investment landscape, and what investors should consider as they navigate an increasingly complex and dynamic credit environment. This luncheon offers a valuable opportunity to deepen your understanding of credit markets while connecting with peers over an informative and thought-provoking presentation. PRESENTATION In today's investment landscape, private and public credit form integral components of portfolios. However, investors must carefully weigh the advantages and drawbacks inherent in both markets, recognizing the need for a balanced approach that considers the aggregate impact. Moreover, both private and public credit markets have undergone significant transformations over the past decade, altering their fundamental characteristics. Justin Slatky, Principal & Chief Investment Officer of Shenkman Capital Management, Inc., will discuss these shifts, examining the pros and cons of both private and public credit markets. By exploring how these markets coexist within portfolios and the broader marketplace, he aims to provide insights for investors navigating this dynamic landscape. SCHEDULE : 12:00 – 1:30 PM COST | Includes Lunch (Salad, Entrée, and Dessert) Members & a Guest - Current CFA Society Hartford members and their guest attend for $20.00. Finance students and those enrolled for CFA exams attend for $20. Non-Members   $40.00 1.5 CE Credit awarded for CFA Society Hartford members. REGISTER NOW SPONSORED BY Guest Speaker Justin W. Slatky Principal, Chief Investment Officer Shenkman Capital Justin W. Slatky joined Shenkman Capital in 2011. He has 26 years of investing experience in high yield and distressed securities. Prior to joining Shenkman Capital, Mr. Slatky was Co-Head and Managing Director of the Distressed Bond business in New York and London for Goldman Sachs. He was also a member of the Credit Investment Committee charged with reviewing proprietary investments within the Credit Department. Before joining the distressed bond business in 2002, Mr. Slatky was a telecom high yield analyst and a recipient of Institutional Investor’s Runner-Up award. He joined Goldman Sachs from Credit Suisse First Boston in 2000, where he worked as a high yield analyst as part of an II ranked telecom team. Mr. Slatky graduated magna cum laude with a BS in Economics (1998) and an MBA (1999) from The Wharton School at the University of Pennsylvania.

Education Luncheon | CAT (Catastrophe) Bonds Strategies to Reduce Risk Through the Use of Non-Correl

CAT (Catastrophe) Bonds Strategies to Reduce Risk Through the Use of Non-Correlating Fixed Income Speaker : Joseph Morgart, Vice President & Client Portfolio Manager, Pioneer Investments (Victory Capital) Join us for an in-depth education luncheon exploring Catastrophe (CAT) Bonds, a unique segment of the fixed income universe designed to provide diversification and risk mitigation in modern portfolios. Why Attend As markets navigate persistent volatility and evolving risk dynamics, investors are increasingly seeking strategies that offer stability without sacrificing return potential. CAT Bonds — a form of insurance-linked securities — stand out for their lack of correlation to both equity and traditional bond markets, making them a compelling diversifier in today’s environment. Key Discussion Points Understanding CAT Bonds - How insurance-linked securities work and why their performance is driven by natural catastrophe risk rather than financial markets. Non-Correlated Return Potential - Why CAT Bonds can help reduce overall portfolio risk while enhancing diversification. Current Market Opportunity  - Elevated insurance pricing and increased demand for reinsurance are creating an attractive backdrop for CAT Bond strategies today. Portfolio Applications - How wealth managers can thoughtfully incorporate CAT Bonds into diversified client portfolios . About the Speaker Joseph Morgart is a Vice President and Client Portfolio Manager at Pioneer Investments, a Victory Capital investment franchise. He specializes in alternative investment strategies and works closely with advisors to deliver portfolio solutions designed to navigate complex market environments. SCHEDULE : 12:00 – 1:30 PM COST | Includes Lunch (Salad, Entrée, and Dessert) Members & a Guest - Current CFA Society Hartford members and their guest attend for $20.00. Finance students and those enrolled for CFA exams attend for $20. Non-Members  $40.00 1.5 CE Credit awarded for CFA Society Hartford members. REGISTER NOW GUEST SPEAKER SPEAKER BIO Joseph Morgart is a Vice President and Client Portfolio Manager at Pioneer Investments, a Victory Capital investment franchise. He focuses primarily on alternative investment strategies. Prior to joining Pioneer Investments, Joseph was a Senior Vice President at Fidelity Investments, where he focused on the firm’s alternatives capabilities. He led the firm’s efforts to build and develop its alternatives infrastructure, including product development, product management and operational support. He was responsible for communicating portfolio strategy, positioning and performance to investors and consultants for the firms alternative investment strategies, and was a firm spokesperson at industry conferences. Prior to Fidelity, Joseph was Co-Founder and Managing Partner of Boldwater Capital Management, an alternative investment firm focusing on high yield credit and arbitrage strategies for institutional investors. Prior to Boldwater he was a Vice President at Deutsche Banc Alex. Brown where he implemented an alternative investment focused business platform for institutional clients. Joseph is Chair of the Finance and Investment Committee and the Treasurer of The Landmark School. Mr. Morgart serves as the Chair of the Board for the Jewish Big Brother Sister Endowment. He also serves as a member of the Investment Committee of Combined Jewish Philanthropies. He is a guest lecturer at The Sloan School of Management at MIT. He has a B.A. from Johnson State College in Johnson, Vermont, and an M.B.A. in Finance from Northeastern University. SPONSORED BY